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Want to know more? Contact us!

  • By e-mail
  • By phone, at +1 212 537 6331
  • By fax, at +1 212 537 6371

Or contact us by mail:

  • Portfolio Media, Inc.
    648 Broadway, Suite 200
    New York, NY 10012

Energy Law360 is a publication of Portfolio Media, Inc., a New York City publisher.

 

Guest Column
Guest Column picture

Proposed Rule Changes For Foreign Broker-Dealers

A preliminary analysis of the U.S. Securities and Exchange Commission's proposed rule changes, to allow non-U.S. broker-dealers greater latitude to operate in the U.S. without registering with the SEC, suggests several areas of concern and the need for comment, say Grant Vingoe and Andrew Shipe of Arnold & Porter LLP.

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